Making Compliance Work
Why Choose Us?
Recognised as being in the top 10 consulting firms UK for compliance consulting, we can assist your firm in a wide variety of areas.
Our Mission is to be: Clear, Fair & Evidence Based
Recognised as being in the top 10 consulting firms UK for compliance consulting, we can assist your firm in a wide variety of areas from Senior Managers & Certification Regime (SMCR) preparation, s166 (PRA or FCA) management, through Operational Risk, Finance Risk, Strategic Risk, Reputational Risk Management as well as compliance consultancy services on many other compliance events that may occur.
We have previously process redesigned Operational Risk Frameworks to focus on conduct risk, strategic risk, reputational risks and financial risk as well as constructed governance libraries and financial promotions systems. We are well versed in the seven steps of building an Operational Risk Framework and have conducted Board Effectiveness evaluations, and even liability audits for businesses; which covers shareholder agreements, insuring out business liabilities etc.
As you would expect from one of the top consulting firms, outside of the Big 4 (or 5?) we also assist with everything from FSA/FCA Authorisation Application Pack support through to compliance consulting on financial crime, including AML, ABC & Fraud, and, the old favourite and bread and butter work for us, the consultancy firms Compliance “Health Check Audits”.
Download our brochure today! We are considered specialists in Rules Mapping, FCA Approved Persons (APER), Senior Manager & Certification Regime (SMCR), Remedial Compliance work and so much more …
Our sole aim, is to continue being one of the UK’s top consulting firms in financial compliance services, assisting Boards, Compliance Officers and Directors in plain language compliance consulting services. We want to help you improve your condition.
We are all professionally qualified and experienced. Call us today!
Products & Services
Senior Managers & Certification Regime (SMCR)
Senior Managers & Certification Regime
FCA Template Compliance Manual
Reputational Risk Management
regulated activities order
fca form a
fca threshold conditions
jmlsg guidance 2017
insurance distribution directive
funds transfer regulation
section 166 pra
bank compliance monitoring program
compliance policy statement
eu money laundering directive
uk money laundering regulations 2017
fca controlled functions
data protection act 2018
compliance consultants london
money laundering regulations uk
FCA Regulatory Business Plan Guidance