with Yell

Compliance Consultant

Making Compliance Work

Tel 020 7097 1434
   Closed today Open Monday 09:00 - 17:00

Why Choose Us?

Expert Advice
Fully Qualified
First Class Service

Business overview

Recognised as being in the top 10 consulting firms UK for compliance consulting, we can assist your firm in a wide variety of areas.

Our Mission is to be: Clear, Fair & Evidence Based

Recognised as being in the top 10 consulting firms UK for compliance consulting, we can assist your firm in a wide variety of areas from Senior Managers & Certification Regime (SMCR) preparation, s166 (PRA or FCA) management, through Operational Risk, Finance Risk, Strategic Risk, Reputational Risk Management as well as compliance consultancy services on many other compliance events that may occur.

We have previously process redesigned Operational Risk Frameworks to focus on conduct risk, strategic risk, reputational risks and financial risk as well as constructed governance libraries and financial promotions systems. We are well versed in the seven steps of building an Operational Risk Framework and have conducted Board Effectiveness evaluations, and even liability audits for businesses; which covers shareholder agreements, insuring out business liabilities etc.

As you would expect from one of the top consulting firms, outside of the Big 4 (or 5?) we also assist with everything from FSA/FCA Authorisation Application Pack support through to compliance consulting on financial crime, including AML, ABC & Fraud, and, the old favourite and bread and butter work for us, the consultancy firms Compliance “Health Check Audits”.

Download our brochure today! We are considered specialists in Rules Mapping, FCA Approved Persons (APER), Senior Manager & Certification Regime (SMCR), Remedial Compliance work and so much more …

Our sole aim, is to continue being one of the UK’s top consulting firms in financial compliance services, assisting Boards, Compliance Officers and Directors in plain language compliance consulting services. We want to help you improve your condition.

We are all professionally qualified and experienced. Call us today!


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Products & Services

FCA Authorisation

Risk Management

Senior Managers & Certification Regime (SMCR)

Senior Managers & Certification Regime

FCA Handbook

FCA Template Compliance Manual

Reputational Risk Management

Strategic Risk

Business Plans


Governance management


regulated activities order

jmlsg guidance

fca form a

fca sysc

fca threshold conditions

jmlsg guidance 2017

psr 2017


insurance distribution directive

sanctions uk

funds transfer regulation

section 166 pra

bank compliance monitoring program

compliance policy statement

eu money laundering directive

uk money laundering regulations 2017


fca audit

fca controlled functions


ico gdpr

data protection act 2018

compliance consultants london

money laundering regulations uk

Compliance Training

FCA Regulatory Business Plan Guidance


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