5+
with Yell
Compliance Consultant
Making Your Compliance Work
Why Choose Us?
Business overview
Recognised as being in the top 10 consulting firms UK for compliance consulting, we can assist your firm in a wide variety of areas.
Our Mission is to be: Clear, Fair & Evidence Based
Recognised as being in the top 10 consulting firms UK for compliance consulting, we can assist your firm in a wide variety of areas from Senior Managers & Certification Regime (SMCR) preparation, s166 (PRA or FCA) management, through Operational Risk, Finance Risk, Strategic Risk, Reputational Risk Management as well as compliance consultancy services on many other compliance events that may occur.
We have previously process redesigned Operational Risk Frameworks to focus on conduct risk, strategic risk, reputational risks and financial risk as well as constructed governance libraries and financial promotions systems. We are well versed in the seven steps of building an Operational Risk Framework and have conducted Board Effectiveness evaluations, and even liability audits for businesses; which covers shareholder agreements, insuring out business liabilities etc.
As you would expect from one of the top consulting firms, outside of the Big 4 (or 5?) we also assist with everything from FSA/FCA Authorisation Application Pack support through to compliance consulting on financial crime, including AML, ABC & Fraud, and, the old favourite and bread and butter work for us, the consultancy firms Compliance “Health Check Audits”.
Download our brochure today! We are considered specialists in Rules Mapping, FCA Approved Persons (APER), Senior Manager & Certification Regime (SMCR), Remedial Compliance work and so much more …
Our sole aim, is to continue being one of the UK’s top consulting firms in financial compliance services, assisting Boards, Compliance Officers and Directors in plain language compliance consulting services. We want to help you improve your condition.
We are all professionally qualified and experienced. Call us today!
Photos
Products & Services
FCA Authorisation
Risk Management
Senior Managers & Certification Regime (SMCR)
Senior Managers & Certification Regime
FCA Handbook
FCA Template Compliance Manual
Reputational Risk Management
Strategic Risk
Business Plans
Governance
Governance management
fatf
regulated activities order
jmlsg guidance
fca form a
fca sysc
fca threshold conditions
jmlsg guidance 2017
psr 2017
idd
insurance distribution directive
sanctions uk
funds transfer regulation
section 166 pra
bank compliance monitoring program
compliance policy statement
eu money laundering directive
uk money laundering regulations 2017
fsma
fca audit
fca controlled functions
gdpr
ico gdpr
data protection act 2018
compliance consultants london
money laundering regulations uk
Compliance Training
FCA Regulatory Business Plan Guidance
Credentials
Associations
- Chartered Institute for Security and Investments
Reviews
Swift and high quality work
5Thanks Stephen. It was great working with you and we look forward to assisting you in the future. We are happy you are happy.
Expert ongoing compliance support
5On occasion a quick technical response is required or help with the rewrite or updating of one of the firms polices or procedures. In both cases a speedy and helpful reply has been forthcoming from the team.
Our firm has been delighted with the retainer service we have signed up for, and would recommend other firms in need of expert compliance assistance to consider this firm.
Thank you for sharing your positive experience with Lee and the team! 🌟 We're thrilled to hear that our customised compliance services are meeting your firm's specific needs. It's wonderful to know that the speedy responses and expertise from our team have been beneficial for your firm. We greatly appreciate your recommendation and look forward to continuing to assist you with the utmost professionalism and efficiency. 🙌💼
Thank you for sharing your positive experience with Lee and the team! 🌟 We're thrilled to hear that our customised compliance services are meeting your firm's specific needs. It's wonderful to know that the speedy responses and expertise from our team have been beneficial for your firm. We greatly appreciate your recommendation and look forward to continuing to assist you with the utmost professionalism and efficiency. 🙌💼
Very Professional
4Thank you for your review. Perhaps you will let us know what would make us a 5* sometime soon? Best Wishes - Compliance Consultant.
Thank you for your review. Perhaps you will let us know what would make us a 5* sometime soon? Best Wishes - Compliance Consultant.
Thanks Stephen. It was great working with you and we look forward to assisting you in the future. We are happy you are happy.